Robert W. Pearce

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Robert W. Pearce Serving Clients Nationwide For Over 40 Years

Experience: 43 years

Stockbroker & Investment Fraud, Securities Law and Arbitration & Mediation

Florida, New York, 2nd Circuit and 3 others

Most Effective Lawyer finalist - Mediation and Arbitration, AV Preeminent rating and Florida Super Lawyer for Securities Litigation

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Awards 3

Experience 43y

Videos 4

Online & Web 7

Biography Submit listing

By hiring Robert w. Pearce, you will have the benefit of 40 years experience gained in complex securities, commodities and investment fraud disputes on both sides of the table. He is one of the most experienced Financial Industry Regulatory Authority (FINRA) arbitration attorneys winning his first investor case in 1983 after working 3 years with the SEC in NYC and moving to Florida.

He has earned a peer rating of AV Preeminent continuously since 1996 through the Martindale-Hubbell peer review rating process, the highest available rating through that program. Mr. Pearce has been one of Thomson Reuters Florida Super Lawyers for Securities Litigation (Top 5) continuously since 2013. Read the feature article about him in the Florida 2014 Super Lawyers magazine entitled "No Excuses - How Robert Wayne Pearce Stared Down Personal Disaster".

In the last 20 years (since he started counting), Mr. Pearce has single handedly recovered over $125 million for investors. He has a nationwide U.S. Securities Exchange Commission (SEC) and U.S. Commodity Futures Trading Commission (CFTC) defense law practice to include commodities law and the defense of investigations

Attorney Pearce is one of the few attorneys who has not only single handedly beat the SEC's team of lawyers, but recovered over $500,000 attorney fees and litigation expenses that his client incurred in the defense of the government's flawed investigation and enforcement action. Federal Court Judge's have appointed him as a Receiver and published opinions about his expertise.

Attorney Pearce represents stockbrokers, commodities brokers and advisors and other investment advisors in not only SEC and CFTC court and administrative proceedings but FINRA, NFA, CME and other self-regulatory agency proceedings as well as in disputes with their employers, including but not limited to contract disputes, promissory note and forgivable loan collection matters, Form U-5 and other defamation issues.

Jurisdictions Admitted to Practice

Florida

Since 1982

New York

Since 1980

2nd Circuit

11th Circuit

U.S. District Courts, Southern & Eastern Districts of New York

U.S. District Courts, Northern, Southern & Middle Districts of Florida

Professional Experience

2000 - Current

Robert Wayne Pearce

Attorney, Principal

1990 - 1999

Lerner & Pearce, P.A.

Attorney, Vice-President

1983 - 1989

Lerner, Harris, Pearce, P.A.

Attorney, Treasurer

1980 - 1983

U.S. Securities & Exchange Commission

Attorney-Enforcement Division

Education

Maurice A. Deane School of Law at Hofstra University

J.D. (1979)

Hofstra University School of Business

MBA (1979)

Florida Tech

B.S. (1973)

Awards

year - Robert W. Pearce

Most Effective Lawyer finalist - Mediation and Arbitration

Daily Business Review

Robert W. Pearce

AV Preeminent rating

Martindale-Hubbell

Florida Super Lawyer for Securities Litigation

Super Lawyers, Thomson Reuters

Contacts

Robert Wayne Pearce 1499 W Palmetto Park Rd #400 Boca Raton FL 33486 Toll-Free: (800) 732-2889 Telephone: (561) 338-0037 Fax: (561) 338-9310

Videos

How do I clean up my CRD or BrokerCheck record?

Attorney Robert Pearce explains, How do I clean up my CRD or BrokerCheck record?

Make Contact:
For more information, please visit https://www.secatty.com/ or call (561) 338-0037 to arrange a complimentary consultation to discuss your case.

About Robert Pearce:
Robert Wayne Pearce has been a trial attorney for more than 40 years and has recovered more than $125 million for his clients. He has a vast amount of experience in administrative, arbitration, and mediation proceedings and disciplinary actions before the U.S. Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (“CFTC”), Financial Industry Regulatory Authority (FINRA), National Futures Association (“NFA”), and Florida Office of Financial Regulation (FLA-OFR).

If you enjoyed this video, please like and subscribe.

Law Offices of Robert Wayne Pearce, P.A.
1499 W Palmetto Park Rd #400
Boca Raton, FL 33486
Phone: 561-338-0037
Toll Free: 800-732-2889
Fax: 561-338-9310
Email: pearce@rwpearce.com

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Can I Sue My Stockbroker?

Attorney Pearce explains, Can I sue my stockbroker?

Make Contact:
For more information, please visit https://www.secatty.com/ or call (561) 338-0037 to arrange a complimentary consultation to discuss your case.

About Robert Pearce:
Robert Wayne Pearce has been a trial attorney for more than 40 years. He has a vast amount of experience in administrative, arbitration, and mediation proceedings and disciplinary actions before the U.S. Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (“CFTC”), Financial Industry Regulatory Authority (FINRA), National Futures Association (“NFA”), and Florida Office of Financial Regulation (FLA-OFR).

If you enjoyed this video, please like and subscribe.

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What are the different stages of a FINRA investigation and disciplinary proceeding?

Attorney Pearce explains, What are the different stages of a FINRA investigation and disciplinary proceeding?

Make Contact:
For more information, please visit https://www.secatty.com/ or call (561) 338-0037 to arrange a complimentary consultation to discuss your case.

About Robert Pearce:
Robert Wayne Pearce has been a trial attorney for more than 40 years. He has a vast amount of experience in administrative, arbitration, and mediation proceedings and disciplinary actions before the U.S. Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (“CFTC”), Financial Industry Regulatory Authority (FINRA), National Futures Association (“NFA”), and Florida Office of Financial Regulation (FLA-OFR).

If you enjoyed this video, please like and subscribe.

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What is your experience with FINRA arbitrations?

Attorney Pearce explains, What is your experience with FINRA arbitrations?

Make Contact:
For more information, please visit https://www.secatty.com/ or call (561) 338-0037 to arrange a complimentary consultation to discuss your case.

About Robert Pearce:
Robert Wayne Pearce has been a trial attorney for more than 40 years. He has a vast amount of experience in administrative, arbitration, and mediation proceedings and disciplinary actions before the U.S. Securities and Exchange Commission (SEC), Commodities Futures Trading Commission (“CFTC”), Financial Industry Regulatory Authority (FINRA), National Futures Association (“NFA”), and Florida Office of Financial Regulation (FLA-OFR).

If you enjoyed this video, please like and subscribe.